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1. INTRODUCTION
Survival
and development are closely linked with the environmental management.
Over exploitation of natural resources for development resulting
in degradation of environment has brought the planet earth at the
verge of losing its balance. The increase in the scale of impact
of human activities on the earth together with the increased understanding
of ecological processes are indicative of the fact that the environment
can no longer be taken for granted and viewed as a relatively stable
background factor. The green house effect, the depletion of the
ozone layer and the increasing air pollution are posing a threat
so far unquantified to human life.
The
humanity is now faced by a range of environmental problems. The
health and well being of people and the environment depends on what
people do today. Unless people make drastic changes to the way they
live, work and play, the earth will continue to suffer; the environment
on which they depend for survival will continue to deteriorate.
The environmental problems are global in the strong sense that they
affect everyone. Sustainable development has therefore assumed a
global dimension. Managing the environment demands on high levels
of cooperation and policy coordination among nations. Pollution
can travel through the air, rivers, and ground water from one country
to another, having severe effects on the quality of life of people
living downwind or down river from the source of the pollution.
The
industry, government and public seeking solutions to environmental
problems initially made efforts towards model regulations that attempted
to stop pollution at the discharge pipe. This resulted in proliferation
of environment-related statutory and regulatory requirements and
a growing number of product-related environmental standards often
varying from country to country. The regulatory command and control
approach focused on end-of-pipe solutions to environmental problems.
But with the passage of time emphasis shifted to interdisciplinary
approach to effect cleaner production.
The
global environmental problems such as global warming and ozone layer
depletion gave environmental concern a global perspective and led
to emergence of international efforts to environmental protection.
The United Nations Conference on Environment and Development commonly
known as Earth Summit held at Rio in June 1992 triggered a worldwide
awakening on the importance of preservation of environment and prevention
of degradation to make the earth a safe place to live. To realize
the objectives enunciated in the earth summit declaration, the countries
have evolved their strategies for environmental protection.
Industry can be major source of the most serious local and international
environmental problems, particularly those related to pollution
of the air, water and soil. This has led industry to realize that
current patterns of production and consumption are unsustainable
and in order to stay in business, they need to increasingly integrate
environmental considerations into their business strategies and
long term planning. Also there has been a gradual shift from a position
of limiting pollution and waste in compliance with government regulations
towards one of preventing pollution and waste. These brought at
the centre stage of environment and development, the environment
management system to minimize the impact of economic activities
on environment. ISO 14000 series of international standards on environmental
management system has now become sine qua non for environmental
protection around the world.
The
industry is taking a more pro-active stance and is recognizing that
adoption of sound environmental management system based on ISO 14000
on a voluntary basis can enhance corporate image, increase profits
and competitiveness, reduce costs and obviate the need for further
legislative measures by the authorities. Evidence of this is seen
in the move towards "green products" with the increasing
use of "life cycle analysis" - looking at the environmental
impact of a product "from cradle-to-grave".
2. ISO 14000 SERIES
OF STANDARDS
2.1 Basic approach
The
ISO 14000 series of standards were brought out in 1996. These standards
are designed to a more environmentally sensitive industrial culture,
which will result in more efficient use of raw material and waste
material, reduction of emission and increase investment in pollution
control abatement and cleaner technologies. The development of ISO
14000 series is based on the well-defined principles of management. These
standards encompassing a full range of issues including those with
strategic and competitive implications are intended to provide organizations
with the elements of an effective environmental management system
which can be integrated with other management requirements to assist
organizations to achieve environmental and developmental goals.
These standards specify the core elements of an environmental management
system to support environmental protection in balance with socio-economic
needs.
It
is an evolving series of generic environmental management standards
that provides enterprise's management with the structure for managing
aspects of activities having environmental impacts. Environmental
management, however, as the totality of environment-related activities
of an organization involving all aspects within the framework of
an environmental management system, has only recently begun to meet
with keener interest. Environmental management concentrates on the
fulfillment of external and internal environmental requirements
both by product or service and by incidental outputs to ensure"
sustainable development".
2.2 Requirement standard
ISO
14001 Environmental Management Systems- Specification with guidance
for use- specifies the basic elements (See Fig 01)for an EMS which
can be audited for conformance. It is the only standard in the series
against which an organization's EMS could be certified. Implementation
of ISO 14001 requires the organization to specify its policy, identify
the environmental aspects, set objectives and targets and comply
with appropriate legislation. This standard thus enables an organization
to identify specific aspects, whether actual or potential that adversely
affects the environment, and corrective and preventive measures
for their control.
This
standard also requires an organization to review the system and
continually improve the performance of their products, services
and operations as measured by their environmental impact. This is
accomplished by regular environmental audits conducted to evaluate
how effectively environmental issues are being managed, and to identify
opportunities for improvement.
The
standard encourages implementation of Best Available Technology
(BAT) and Occupational Safety and Health management into the EMS
but does not require their integration. This approach of commitment
and implementation parallels the quality movement and the ISO 9000
quality standards. Although adoption of the standard does not guarantee
environmental compliance, it is believed that companies that implement
these commitments will improve environmental performance. In other
words, a company says "what it will do, then does what it has
said".
ISO
14001 does not specify absolute requirements for environmental performance,
but calls for a commitment in the environmental policy to prevention
of pollution and continual improvement, and compliance to regulatory
legislations. This is a graduating system and is designed to meet
local regulatory requirements and set a path for continual improvement.
The adoption of this standard therefore does not necessarily imply
same level of compliance by all enterprises opting for EMS but needs
a formal commitment to EMS and thus would improve the environmental
performance.
2.3 Guideline
standard
ISO
14004 Environmental Management Systems- General guidelines on principles,
systems and supporting techniques provides general guidance for
establishing the Environmental Management Systems based on a set
of guiding principles (See Box 1) that should be adopted by an organization.
These principles require the organization to:
a) define and adopt an environmental policy;
b) ensure organizational commitment to environmental improvement;
c) formulate a plan with objectives and targets to fulfill the environmental
policy;
d) implement the plan by developing capabilities and resources to
achieve environmental policy, objectives, and targets;
e) measure, monitor, and evaluate environmental performance; and
f) review periodically and institute mechanism for continual improvement.
2.4 Supporting systems
Environmental
Auditing (ISO 14010, ISO 14011 and ISO 14012)
Environmental Labelling Standards (ISO 14020, ISO 14025)
Environmental Performance Standards (ISO 14030)
Life cycle assessment (ISO 14040)
Environmental Terms and Definitions (ISO 14050)
Environmental Aspect in Product Standard (ISO 14060)
3. ESTABLISHMENT
OF ENVIRONMENTAL MANAGEMENT SYSTEM
Conceptual Frame
The
environmental management system standards recognize continual improvement
in environmental performance. To develop and implement an Environmental
Management System in an organization enunciating a path of continual
improvement, the "Deming model" of Quality Management,
set out in ISO 9000, provides the framework for most Environmental
Management Systems. It divides the enterprise's actions into four
phases:
a)
Plan (a planning phase) - the
overall objectives and goals of the enterprise are established and
the methodologies for achieving them are developed.
b) Do ( an action phase) - the
plan is implemented and the agreed measures are taken in pursuit
of the enterprise's goals.
c) Check (an evaluation phase)
- the action taken under the plan are checked for effectiveness
and efficiency, and the results are compared to the plan.
d) Improve (a corrective action
phase) - any deficiencies or shortcomings identified are corrected,
the plan may be revised and adapted to changed circumstances, and
procedures are reinforced or reoriented, as necessary.
The
Environmental Management Systems in operation comprise tools derived
from this model. The environmental management standards follow this
model. The new national and international environmental management
standards are all based on it. It is the concept behind the structure
of the ISO 14001 standard.
Plan
The
enterprise needs to ask the fundamental questions "where are
we now and where do we want to go? Answering these questions involves
three steps:
a) Initial Environmental
Review-
Understanding the enterprise's existing environmental position,
the requirements put on the enterprise, the relevant environmental
aspects, its performance and practices; identifying strengths and
weakness;
b) Obtaining a
Clear Vision of the Future-
Understanding the likely future of environmental effects and their
implications for the enterprise in order to identify risks and opportunities,
and an Environmental Policy stating how the enterprise will respond
to current and anticipated environmental issues;
c) Policies must
be developed-
Defining goals that should be supported and monitored throughout
the entire chain of command. The personnel at the operational levels
have an important role to play to ensure that the goals are technically,
financially and organizationally feasible.
The
enterprise should determine, develop and implement the necessary
structures and procedures and commit the necessary resources to
implement the strategy. The development of strategic goals, action
plans and procedures build on one another. An Environmental Management
Programme should addresses key issues, including objectives and
targets, priorities, responsibilities and accountabilities, schedules
and milestones, communications (internal and external), and resource
allocation. The more the views and interests of all levels of the
enterprise are taken into account, the more realistic it is likely
to be and the more understanding and support it will gain from the
employees who will be responsible for implementation.
Do
The environmental management system designed is implemented in the
organization. Responsibilities and procedures of the personnel who
are responsible for their implementation are defined and implementation
of each procedure should be as effective and efficient as possible.
The programme of training and internal communication should also
be defined in the management programme.
Consideration
should also be given to external communication of the enterprise.
External communication is an essential elements of an EMS, but not
all the aspects dealing with external communication have been taken
into account in a standard on EMS. Environmental Reporting is a
very useful tool, which is largely left to the discretion of the
enterprise to be used or to be disregarded.
Check
The
enterprise should have tools to answer the question: "how are
we doing?" These monitoring and control tools usually include
requirements for records on environmental emissions, wastes, and
performance. They also include corrective and preventive actions,
environmental audit procedures and programmes. The purpose of this
phase is to assess the enterprise's actual environmental performance
(See ISO 14031) against its stated policies, and against the objectives
and targets set.
Improve
A
periodic Management Review ensures that the EMS continues to be
responsive to changing circumstances, including for example new
scientific knowledge about the environmental effects of a chemical,
changing national or international markets for products, government
regulation, and changes in consumer requirements.
The
ultimate aim is to continue improving the enterprise's environmental
performance. Opportunities for improvement may be found in better
implementation of programmes, technological innovation, new processes
and products, new markets, training, etc.
The
Deming's model is a dynamic one (See Fig. 2). When the enterprise
has identified changes that should be made to the EMS it will inevitably
return to the Plan phase to introduce those changes into the environmental
policy and EM Programme.
Initial Environmental Review
The
Initial Environmental Review provides data and information that
forms the basis for the development of environmental management
system. Enterprises often have limited knowledge of the environment
on their activities and products. This knowledge is the foundation
of an environmental programme. It enables the enterprise to focus
on the most important issues, leading to an EMS that is likely to
be complete and effective.
The Initial Environmental
Review should address four areas:
a)
Identification and evaluation of the potential environmental issues
and concerns arising from the operations; for example, what substances
and wastes are generated that could harm the environment,
b) Existing management and operational practices and procedures;
for example, who is responsible for hazardous waste disposal and
how are those wastes stored on site; what are the environmental
issues relating to the enterprise's activities that are not directly
related to the environment,
c) Previous environmental accidents, incidents, fines/penalties
and resultant abatement/preventive measures, and
d) Legislative and regulatory requirements and the status of the
operation with respect to these requirements; for example, does
the operation have the necessary permits for its wastewater discharge.
3.3 Environmental
policy
The
Environmental Policy and the Environmental programme of an enterprise
express the first principle for environmental management of the
International Chamber of Commerce (ICC) Business Charter for Sustainable
Development: " To recognize environmental management as among
the highest corporate priorities and as a key determinant to sustainable
development; to establish policies, programmes and practices for
conducting operations in an environmentally sound manner" and expressed need of ISO 14001.
Effective
environmental management is based on a step-by-step approach, beginning
with a realistic and active Environmental Policy. An Environmental
Policy is a statement by an organization of its principles and intentions
in relation to its overall environmental performance. It establishes
the overall sense of direction, providing a framework for action
and for the development of more specific environmental objectives
and targets.
The
Environmental Policy acts as the driving force behind all of the
enterprise's activities in the environmental field, and can have
far-reaching business implications for the future direction of the
enterprise. It should be integrated into the enterprise's overall
business strategy and should also be compatible with other organizational
policies such as Quality or Occupational Health and Safety. It must
therefore be initiated, developed and actively supported at the
highest levels within the organization.
3.4 Documentation
and document control
ISO
14001 recognizes (and emphasizes) that documentation and document
control are essential elements of an effective environmental management
system. Well-written EMS documentation increases employee and management
awareness, aids implementation, and makes it easier to evaluate
the EMS. One of the strengths of the standard is that it does not
specify how the documentation will be written, organized, or maintained.
The standard (ISO 14001, Subsection 4.4.4 and 4.4.5) requires the
organization to document the core elements of the management system
and interactions among the elements, to specify related documentation,
and to control documentation.
One
of the criticisms of the ISO 9000 standard is that the documentation
never ends. Remember that the purpose of the standard is to improve
the management of the environmental programme and to build measures
of quality into the system. This does not mean that a totally new
documentation system must be created or that every action must the
documented - using a lot of paper does not guarantee success. The
documentation must be sufficient to provide the controls needed
to ensure that the EMS works. Recognize that it will take time to
identify organizational needs and to draft, evaluate, and revise
any needed documentation. Work systematically and build on existing
documentation. More than likely, many components are already in
place.
It
is best for an organization to resist the temptation to squeeze
itself into someone else's documentation. Even though there are
commonalities between organizations performing similar functions,
each organization's way of doing business is unique and therefore,
needs unique documentation. Simply filling in blanks without tailoring
documentation to the organization is likely to result in inefficiencies.
The intent of the standard is for each organization to develop documentation
that fits the organization's individual needs.
Environment management
system documentation consists of:
¨
Environmental policy,
¨ Environmental manual (Optional),
¨ Environmental Procedures,
¨ Work instructions ,where required,
¨ Forms/formats to generate records.
The
document control system should ensure that right documents are at right places of use. A document must be current, available. accessible,
understandable, and easily maintained. The standard (ISO 14001,
Subsection 4.4.5) requires the organization to establish procedures
for controlling all documents required by the standard to ensure
that:
¨
Documents can be located;
¨ Documents are periodically reviewed, revised as necessary,
and approved for adequacy by authorized personnel;
¨ Documents are available in current versions at all essential
locations;
¨ Obsolete documents are taken out of circulation promptly;
and
¨ Obsolete documents that are maintained for legal or historical
record are suitably identified.
3.5. IMPLEMENTATION
AND APPRAISAL
As
the documented environmental system appears in place, the next stage
is the implementation of the documented environmental management
System. A decision needs to be taken at this stage whether the implementation
should be done in phases in different areas or whether all areas
in the organization should be covered at the same time. Generally
in a smaller organization, implementation, is done covering all
activities of the organization. However in a larger organization,
it may be better to start in phases.
Once
the documentation is implemented and documentation improved practices
are underway an evaluation through an internal audit should be carried
out to see the effectiveness of the environmental management system.
Internal audits are conducted to see whether the documented system
is actually being implemented as laid down and if not , to examine
the reasons for non-conformity and take suitable corrective actions.
These give assurance to the management that its environmental management
systems are effectively achieving the planned environmental objectives.
3.6 TRAINING
Training
for various levels is necessary from the initial stages of implementation
of the project. Every personnel needs to be exposed to an awareness
programme right from the initial stages, so that active participation
by all employees can be ensured. Training programmes are structured
for different levels- senior management, middle management, supervisors
and workers to include awareness of the scope and need for improvement,
presentation of the basic concepts of environmental management systems
and the overall relationship to the strategic goals of the organization,.
In
addition to the environmental Programme focussing on awareness and
how standard's requirements apply to specific functions, training
may also be given in writing procedures, on auditing principles
and techniques, training in specific activities including marketing,
improved performance and testing processes, development of product,
laws governing a particular sector etc.
4. INTEGRATING
WITH ISO 9000 TO BRING SYNERGY TO PRODUCE BETTER RESULTS
The
different facets of environmental management system when used in harmony
with each other produce synergetic effect. Therefore articulating
sustainability of product and services through a hierarchy of substitutions
based on technologies, techniques, processes and practices at different
levels contribute to achieving the goal such as:
a)
Process level - modifying the process to be more environmentally
sound (e.g. Producing less pollution, minimizing waste and emissions,
increasing resource efficiency);
b) Components level - adding a new component providing an advantage
without changing the overall process (e.g. end of pipe treatment
plants, input substitutions);
c) Sub-system level - Substituting a better sub system for an old
one (e.g. an electric motor in place of a petrol engine in a car);
d) System level - substituting a whole system or one function for
another (e.g. mass transport system for private cars);
e) Value level - Questioning the very premises on which products
or services are provided. This is the most difficult since it impacts
on culture, social organizations and value system
ISO
9000 is now an established system for quality management is a pace
setter for management system approach in international standardization.
Since quality management and environmental management are the two
faces in the operation of an enterprise, they should be integrated
into one documented system to produces synergy for achieving better
results. Moreover it will save the organization:
a)
Having the need for two separate set of documented system,
b) Having the need for going to two certification bodies,
c) Having the need for two stream of internal auditors ( after all
two set of ISO standards on auditing are very similar and ISO is
thinking of having only one set of auditing standards for the two
systems),
d) Having the need for two groups of people looking after the two
systems, often having no coordination,
e) Having the need for two external audit teams visiting at different
times,
f) Having the need for two steering committees for overseeing the
system.
Imagine
the economic gains in operating the integrated system. In my experience
this the ideal cost saving operation and brings better results.
5. IMPACT ON INTERNATIONAL
TRADE
The
objectives of ISO in bringing ISO 14000 series inter alia was to
facilitate international trade by reducing non-tariff barriers to
trade. But whether these standards will create a barrier or facilitate
trade will depend how these standards are implemented. It has been
acknowledge that the ISO 1400 series has a potential to have negative
impact on international trade if unilateral environmental management
system and environmental labelling schemes are insisted upon trading
partners in different countries.
The
industry is now beginning to experience the pressure being exerted
by their business partners. It seems plausible that firms in a country
will find it increasingly difficult to do business in other countries.
In a short span of time since the publication of the series, exporters
from developing countries are facing pressure from their trading
partners in industrialized countries to implement an environmental
management system to ISO 14001 and to become certified. If the standards
become a requirement for doing business in developing countries,
this will become barrier to trade for the time being. This shows
that it is not the standard that will create barrier but the modalities
and time factor that is likely to create potential adverse effects
on trade .
In
order to minimize the negative effects on trade a suggested solution
is to have mutual recognition and equivalence between trade partners
and cooperation among sectors such as industry, government and public
sector policy makers.
6. CONCLUSIONS
The
endorsement of ISO 14000 by more than 100 countries around the globe
is a good augury that such universal system is going to shape future
of environmental protection and sustainable development. Most of
the countries are also in a process of re-orienting their policies
and legal frame to encourage adoption of cleaner production techniques
and technologies- a shift from cleaning to cleaner concept.
There
is already talk in the business circles about green and non-green
companies and there is already a latent pressure building on companies
to go green. Many companies are getting certification to get this
tag of `green', a status symbol. To enhance worldwide harmonization
process the ISO 14000 series provides a common denominator for environmental
management to attain sustainable development.
6. REFERENCES
1.
Sohrab; ISO 14000 Standards for Environment Management System, NITIE,
Udyog Pragati,Oct-Dec,1996,India.
2. Ingrid Ritchi and William Hayese, A guide for Implementation
of the ISO 14000 Series on Environmental Management; Prentice Hall,
upper Sddle River, New Jersey.
3. Sohrab, ISO9000 and Environmental Management System, Quality
Quest,Vol.5. NO.1,Jan,1996
4. Implications of International standards for Quality and Environmental
management systems; Survey results 1997;UNIDO,ISO and ITC.
5. ISO 14000 Environmental Management Standards and implications
for Exporters to Developed Markets, Private sector Development Programme;
UNDP; New York 1996;
6. ISO 14000 environmental management systems standards-A mainstay
of sustainable development. Asia Pacific Tech Monitor.Vol.15 No.5
SEP-Oct, 1998. Asian & Pacific Centre for Transfer of Technology
(APCTT).
7. Sustainable Development-Role of ISO 14000. Udyog Pragati, October-December
1998,
8. Indian textile Industry in the new millennium- Echo for eco-friendly
Textiles. Saket industrial Digest. April, 1999.
9. Role of ISO 14000.The Indian Textiles Journal, August 1999
10. Adoption of ISO 14001-A new Imperative for Food Industry- A
practical implementation case study. Beverage and Food World:Vol.29.No.01
January 2002.
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